Securities Fraud Litigation

Securities fraud attorneys protecting U.S. investors

Federal law governs how securities and investments can be bought and sold and how companies must report their earnings to shareholders. Unfortunately, some companies and brokers flaunt the law and endorse practices that defraud investors.

Parry Deering Futscher & Sparks, PSC in Covington, KY represents investors in class actions for securities fraud.Our health and life insurance law firm  aggressively pursue cases across the country on behalf of stockholders, bondholders, and others injured by corporate fraud, violations of state and federal securities laws, and financial wrongdoing.

The ins and outs of securities fraud

Securities fraud can occur any time a publicly-traded company:

• Misrepresents its financial condition
• Misstates its business results
• Is misleading about its business prospects
• Fails to disclose bad news or adverse results
• Issues or sells municipal bonds under dubious circumstances

Securities lawyers who understand complex financial laws

Our cases typically assert claims against the officers and directors of the corporate defendant, its outside auditors, and its underwriters. Securities cases frequently involve sophisticated financial and accounting issues and require the firm's life insurance lawyers to become experts in particular issues unique to the defendant's industries. In pursuing these cases, the firm uses an approach that includes using recognized, experienced experts in a variety of fields as an integral part of the investors’ legal team.

Parry Deering Futscher & Sparks, PSC also investigates and pursues cases against insurance companies that sell investment contracts in connection with life insurance policies. Purchasers often discover, too late, that they are locked into long-term, sometimes worthless investments. These investment contracts, much like mutual funds, are required by law to be registered as securities with the federal government, and in many instances, with state governments. However, insurance companies rarely register these products. Securities laws provide that, in such cases, the purchaser may recover his or her entire investment.

What should I know about class action lawsuits?

Trust us to help

If you or a loved one has been the victim of securities deception, do not hesitate to contact Parry, Deering, Futscher & Sparks, PSC online or in Kentucky at (859)291-9000. Our nationwide consumer lawyers also serve as valuable co-counsel to referring attorneys.

Empowering people